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VP BSA Officer
• Maintain and ensure that the Bank has risk-based policies, procedures and controls designed to ensure compliance with all applicable BSA/AML and Sanctions laws and regulations. • Manage all interaction with regulatory or other government bodies as it pertains to BSA/AML and Sanctions compliance activities. • Ensure the appropriate committees are in place to provide governance over BSA/AML and Sanctions. • Perform annual BSA/AML and Sanctions risk assessments and modify when needed, such as the addition of new products, services or identified risks. • Ensure the Credit Union has a Transaction Monitoring and Filtering Program that is consistent with the provision...
Skills:CAMS
Company:Infinity Consulting Solutions, IncLocation:NEW YORK, NY
Posted Date:20/09/2018
 
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Governance, Risk, & Compliance Analyst
RESPONSIBILITIES AND ACCOUNTABILITIES: · Monitor and report on compliance with security policies, as well as the enforcement of policies across the enterprise. · Provide support and guidance for legal and regulatory compliance efforts, including audit related support as needed. · Conducts third-party audits as required in order to maintain certifications and compliance certificates. · Review risks, threats, vulnerabilities and oversee the development of corrective action plans in partnership with management, IT personnel, and other relevant groups. · Deploy, manage, and maintain a formal information security risk register and the corres...
Skills:interpersonal and presentation skills
Company:Infinity Consulting Solutions, IncLocation:WICHITA, KS
Posted Date:10/09/2018
 
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Compliance Analyst - Financial Inteligence
Compliance Analyst – Financial Intelligence In this position, you will assist with the on-boarding process for establishing new accounts for high risk clients. If you have strong research and analytical skills, and a desire to leverage or acquire knowledge relate dto conducting due diligence review for digital currencies, this immediate opportunity might be a fit! Primary responsibilities include: · Review high risk account documentation; ensure information is adequate, complete, and work with business personnel to obtain missing information · Conduct Enhanced Due Diligence (EDD) research and complete reports on high risk clients; ensure new accounts meet Ba...
Skills:LexisNexis
Company:Infinity Consulting Solutions, IncLocation:NEW YORK, NY
Posted Date:31/08/2018
 
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AML/BSA Compliance Auditor
AML/BSA Compliance Auditor AML/BSA Compliance Auditor Job Description: Bachelor's degree or above 5 years' experience in control, risk, compliance and audit role. The audit background with strong knowledge with AML regulatory is required, strong knowledge of risk, control and control deficiencies is a must. S/he should have excellent communication skills verbal and written, background with Consent Order and interaction with regulators is a huge plus. CAMS and audit related certification is required.
Skills:CAMS
Company:Infinity Consulting Solutions, IncLocation:NEW YORK, NY
Posted Date:28/08/2018
 
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Compliance Testing Analyst
COMPLINCE TESTING ANALYST SUMMARY: The Compliance Testing Analyst will be responsible for conducting ongoing testing of various components of the BSA/AML, OFAC, and Corporate compliance program for the New York Branch. This includes, but is not limited to data analysis, sampling selection, independently performing testing of the sample population, drafting of testing results, and reporting of results to senior management. ESSENTIAL RESPONSIBILITIES: Assesses and analyzes processes and controls in place to evaluate the design and operating effectiveness of the BSA/AML, OFAC, Corporate compliance program. Must be analytical and have the ability to provide practical solutions...
Skills:Microsoft Office Suite
Company:Infinity Consulting Solutions, IncLocation:NEW YORK, NY
Posted Date:28/08/2018
 
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Compliance Auditor
Compliance Auditor The Compliance Auditor opportunity is for a major bank in Midtown, Manhattan and this individual will be responsible for financial audits in the AML/Compliance space. The Compliance Auditor individual will work both solo and as part of a team while performing test of controls. The Compliance Auditor individual will also be summarizing and reporting their findings, conclusions and remedies to upper management. Qualifications: Minimum 5 years of internal/external audit or compliance experience Banking or financial services background required – big 4 preferred Bachelor's degree in Accounting or the alike CPA or other professional certs a plus ...
Skills:CPA
Company:Infinity Consulting Solutions, IncLocation:NEW YORK, NY
Posted Date:28/08/2018
 
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BSA/AML Analyst
A Foreign bank is looking for a BSA/AML Analyst. The BSA /AML Analyst is responsible for monitoring and investigating customer transactions under applicable anti-money laundering and anti-terrorist financing laws. Additional responsibilities may include the following: performing 314(a) searches and related investigations, review of quarterly profile updates, supporting review of monitoring rules, procedures and guidelines, and performing research regarding specific money laundering concerns and coverage of the Compliance Coordinator Role as needed. PRINCIPAL DUTIES AND RESPONSIBILITIES: 1.) General Monitor and investigate customer transactions based on cases generated by the a...
Skills:Power Point
Company:Infinity Consulting Solutions, IncLocation:NEW YORK, NY
Posted Date:22/08/2018
 
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Senior Analyst AML High Risk Reviews
We are currently seeking a BSA/AML High Risk Review and Enhance Due Diligence Senior Analyst. The Manager will work with a diverse team responsible for performing and executing the firm’s Enhanced Due Diligence process. The position will report to the Sr. Team Manager and is an individual contributor role. What you’ll do: Conduct risk based reviews Work with 3rd party sources and conduct internet research to understand the nature and purpose of the client’s accounts Create risk memos and supporting documentation for each client under review Manage daily batch of high risk alerts Conduct EDD Reviews Identify and recommend solutions to issues impacting Risk and C...
Skills:CAMS preferred
Company:Infinity Consulting Solutions, IncLocation:PALM BEACH, FL
Posted Date:10/08/2018
 
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AML Analyst
AML Compliance Analyst: The Firm is looking for an individual with knowledge of the BSA/Patriot Act and has some experience in AML and Broker/Dealer Compliance. The role will primarily perform the following AML Compliance functions: Risk rating of customer accounts; Enhanced Due Diligence of high risk accounts Surveillance; understanding and analysis of wash trade, spoofing, pump & dump scenarios General understanding of broker/dealer clearing broker activities The Associate will handle AML related documents, evidence, logs and provide general AML Compliance support. Therefore the candidate must be discreet, well organized and detail oriented. Skill & Education...
Skills:CAMS Certification
Company:Infinity Consulting Solutions, IncLocation:NEW YORK, NY
Posted Date:10/08/2018
 
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Compliance Auditor
The Compliance Auditor will team up with the CCO for planning and conducting operational, compliance, and regulatory audits in support of the Compliance Audit Plan and other Compliance initiatives. The Compliance Auditor has significant interaction with business unit management and staff as well as external auditors. The Compliance Auditor will be working at a Healthcare Solutions platform. Key Functions/Responsibilities: Plan and conduct audits of identified key internal controls Plan and conduct routine operational and compliance audits Prepare workpapers documenting audit scope and objective, procedures performed, and testing results Communicate audit results and recommendati...
Skills:HIPPA
Company:Infinity Consulting Solutions, IncLocation:SUNRISE, FL
Posted Date:06/08/2018
 
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AML Officer
Our client, a global payments, firm is looking for an AML Officer. The AML Officer will provide expertise and advice to new product launches and business in international locations. The AML Officer will: Design and implement AML program for launching new/existing products in International markets Develop, implement and maintain robust AML compliance programs to both protect and grow the business in the US and abroad. Build tactical and scalable solutions to increase the efficiency and effectiveness of customer diligence operations Define and clearly communicate compliance requirements to internal and external stakeholders internationally and drive implementation of critica...
Skills:organization skills
Company:Infinity Consulting Solutions, IncLocation:SAN MATEO, CA
Posted Date:02/08/2018
 
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Corporate Compliance Officer
Corporate Compliance Analyst Purpose The Corporate Compliance Officer, under the direction of the Compliance Program Manager, will serve as support for the Program Advisory and Change Management areas for the Branch Responsibilities Assist the Compliance Program Manager in the draft, implementation and maintenance of the consumer and corporate compliance policies and procedures. Help to implement procedures and controls on changes and updates related to regulatory matters Participate and provide BSA/AML input on new products and services offerings Follow up of change management activities to ensure that changes are requested, reviewed, approved and implemented in an ap...
Skills:OFAC Program
Company:Infinity Consulting Solutions, IncLocation:NEW YORK, NY
Posted Date:01/08/2018
 
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Security Compliance Analyst
Security Compliance Analyst St. Paul, MN 6+ month contract Established company in the medical field is looking for a high level Security Analyst to assist with compliance in their organization. This person should be familiar with cyber security risk assessments and knowledgeable about FDA guidelines. Qualifications: 8+ years of experience in the Security Compliance space Experience with any of the following: NIST, AAMI, ISO, CERT, OWASP, FDA industry standards Security industry certifications preferred, CISSP, MCP, Security+, CISA, etc Ability to handle multiple initiatives at one time Ready to hit the ground running
Skills:Security+
Company:Infinity Consulting Solutions, IncLocation:SAINT PAUL, MN
Posted Date:27/07/2018
 
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Compliance Case Investigator
The Case Investigator will assist in the second and third phases of the Bank Case Management System and will support the Case Review Team in monitoring and identifying potentially suspicious activity as it relates to the Bank's Risk, Compliance, Operations and Specialty Lines of Business. The Case Review Team is part of the Financial Intelligence Unit ( "FIU”) which is responsible for all phases of the Bank's Case Management System. This position is directly responsible for reviewing all customer transactions escalated for further analysis. This analysis includes completing a comprehensive review of all customer account activity and, when necessary, filing Suspicious Activity Rep...
Skills:CAMS certification
Company:Infinity Consulting Solutions, IncLocation:NEW YORK, NY
Posted Date:27/07/2018
 
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Compliance Analyst
Overview Supports management in the day-to-day efforts related to the Bank's compliance management program. Tasks include assessing, developing, implementing, maintaining, and monitoring Bank loan and deposit compliance with federal, state and local laws, rules, regulations and related policies. Responsibilities Working knowledge of various deposit regulations such as Reg. CC Expedited Funds Availability Act, Reg. E Electronic Fund Transfer Act, and TISA Truth in Savings. Working knowledge of various lending regulations such as ECOA Equal Credit Opportunity Act, TRID TILA/RESPA Integrated Disclosure Rule, and HMDA Home Mortgage Disclosure Act. Performs research, analyz...
Skills:oral communication skills
Company:Infinity Consulting Solutions, IncLocation:CLIFTON, NJ
Posted Date:26/07/2018
 
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KYC Analyst
KYC Analyst The KYC Analyst is responsible for writing the initial KYC profile based on the customer onboarding documentation obtained by the bank's retail branches. This position will also complete the initial customer risk rating based on the completed KYC Profile. The KYC Analyst will also be responsible for completing customer KYC Reviews based on the customer's risk rating. Responsibilities: Writing the initial KYC Profile based on the customer onboarding documentation obtain at the banks retail branch location Completing the initial customer risk rating process is consistent with the Bank's established processes Verifying that the initial risk rating is consist...
Skills:CAMS certification
Company:Infinity Consulting Solutions, IncLocation:NEW YORK, NY
Posted Date:25/07/2018
 
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Compliance Alert Analyst
The Alert Disposition Analyst will assist in the initial phase of the "Bank's Case Management System and will support the Alert Disposition Team in monitoring and identifying potentially suspicious activity as it relates to the Bank's Risk, Compliance, Operations and Specialty Lines of Business. The Alert Disposition Team is part of the Financial Intelligence Unit ( "FIU”) which is responsible for all phases of the Bank's Case Management System. This position is directly responsible for conducting the initial investigation of customer account activity that is flagged for review. This includes reviewing different types of transactions such as cash activity, internal transfers, wir...
Skills:CAMS certification
Company:Infinity Consulting Solutions, IncLocation:NEW YORK, NY
Posted Date:25/07/2018
 
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Chief Compliance Officer
An up and coming Bitcoin company in the process of entering the U.S. market. They are looking for a Chief Compliance Officer to manage the firm’s USA’s license application process, to oversee AML and regulatory compliance, and to build compliance monitoring systems. The Chief Compliance Officer will report to the CEO of the company. Role Description: The Chief Compliance Officer will be responsible for all BSA/AML Program functioning. Responsibilities: Manage the overall compliance framework for the company Enhance and maintain the compliance framework through the development and implementation of comprehensive policies and procedures Oversee AML, OFAC ...
Skills:CAMS certification
Company:Infinity Consulting Solutions, IncLocation:SAN FRANCISCO, CA
Posted Date:20/07/2018
 
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Compliance Auditor
Compliance Auditor The Compliance Auditor opportunity is for a major bank in Midtown, Manhattan and this individual will be responsible for financial audits in the AML/Compliance space. The Compliance Auditor individual will work both solo and as part of a team while performing test of controls. The Compliance Auditor individual will also be summarizing and reporting their findings, conclusions and remedies to upper management. Qualifications: Minimum 5 years of internal/external audit or compliance experience Banking or financial services background required big 4 preferred Bachelor’s degree in Accounting or the alike CPA or other professional certs a plus ...
Skills:CPA
Company:Infinity Consulting Solutions, IncLocation:NEW YORK, NY
Posted Date:19/07/2018
 
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Jr. Compliance Administrator
Jr. Compliance Administrator Responsibilities: Handle daily operational tasks including but not limited to verifying and authorizing remittance transaction, monitoring ACH reject report, stop payment, standing order, foreign exchange transactions, process daily teller works and other banking operations task. We are looking for someone who has financial and banking industry knowledge, banking regulatory and compliance knowledge. An ideal candidate should have sound computer knowledge of Microsoft Office, adequate knowledge of banking products and services, in-depth knowledge of banking operational procedure to perform duties accurately and efficiently. S/he should have multi-...
Skills:Microsoft Office
Company:Infinity Consulting Solutions, IncLocation:NEW YORK, NY
Posted Date:19/07/2018
 
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