Job Result

With in





Search results for Compliance & regulatory Jobs
Sort By :  ago
    Data pager
    Data pager
    98 Job(s) in 5 Page(s)
     
    Data pager
    Data pager
    98 Job(s) in 5 Page(s)
  • *Regulatory Liaison Analyst Posted on: 10/20/2020

    Infinity Consulting Solutions, Inc
    • NEW YORK, NY

    MS Office

    A diversified commercial and consumer bank is seeking a Regulatory Liaison Analyst. The role can also be titled Legal & Compliance Support Analyst. The Analyst will be working with both the bank's Legal and Compliance departments to ensure that law enforcement cases, civil and criminal litigation and government/regulator investigations are handled in accordance with the bank's internal policies and procedures and relevant laws. The Regulatory Liaison Analyst will: Track and resolve cases to comply with service level agreements Handle cases related to confidential and/or sensitive subject matters Coordinate with multi-team partners to resolve requests and improve policy, ...

  • *VP Head of Compliance Training Posted on: 10/08/2020

    Infinity Consulting Solutions, Inc
    • NEW YORK, NY

    communication skills, MS Project

    VP Head of Compliance Training Our client, a leading global financial services firm is seeking to add a VP Head of Compliance Training. This role has overall responsibility and accountability for contributing to developing and implementing the strategic direction for the policy governance and maintenance functions. Responsibilities Department Management. Working with the MD, Policies and Training to develop and implement the strategic vision for policy governance and management. Work with Compliance Policy Content Owners to harmonize global and regional policies and ensure regulatory changes are made on time and have been vetted and approved by the pre-release and/or l...

  • *Chief Compliance Officer Posted on: 09/30/2020

    Infinity Consulting Solutions, Inc
    • NEW YORK, NY

    CAMS

    A blockchain and tokenization firm is seeking a CCO. The CCO will be the firm's first head of compliance and have a strong impact on the company's growth. The firm is a startup and is in early growth mode. The CCO will: Work with legal and product teams to design digital token products Set up user onboarding flow (CIP, KYC for entities and individuals and AML), including integration of third-party vendors Run compliance program for FinTech company (AML, SAR, compliance training, etc.) Assist with license application process (state-level MTLs, limited purpose trust, FCM, etc.) Position Qualifications: Experience with product design and user onboarding (KYC, AML...

  • *Compliance Case Investigator Posted on: 09/25/2020

    Infinity Consulting Solutions, Inc
    • LONG ISLAND CITY, NY

    CAMS certification

    Case Investigator Responsiblilities The Case Investigator will support the Case Investigations Team in monitoring and identifying potentially suspicious activity. The incumbent will conduct a review of customer transactions escalated for further analysis and, when necessary, file a Suspicious Activity Report ( "SAR”). This position is directly responsible for reviewing all customer transactions escalated for further analysis. This analysis includes completing a comprehensive review of all customer account activity and, when necessary, filing Suspicious Activity Reports ( "SARs”). Will be responsible for performing the review of assigned BSA/AML transaction monitoring system...

  • *VP of Operations Technology Posted on: 09/22/2020

    Infinity Consulting Solutions, Inc
    • ATLANTA, GA

    technical writing skills

    Responsible for overseeing systems and IT staff that directly support the operations function at all residential communities. This includes oversight of Tier 1 Support (Help Desk), liaison with existing software vendors, managing operations technology initiatives, and ensuring that we have the right operations management systems in place and configured properly to optimize the customer experience. Essential Functions of the Job: Manages internal staff including Tier 1 Support and outside contract resources as needed. Leads and/or participate in technology and information systems related projects. Directs and delegates setup and configuration of IT software systems for proper...

  • *Compliance Associate Director - Broker/Dealer Posted on: 09/22/2020

    Infinity Consulting Solutions, Inc
    • CHICAGO, IL

    global regulators

    Compliance Associate Director A midsize management consulting firm is looking for a Compliance Associate Director to have senior oversight of client regulatory compliance matters within the financial services division Considered candidates will: Support an entire sales cycle; pitches, proposals, follow-ons and general contract terms Lead a large portfolio of clients as the primary day-to-day oversight resource Have deep familiarity for practical compliance and regulatory matters relating to SEC (e.g. investment advisor) CFTC / NFA and Client (e.g. broker-dealer) rules, and other regulators where applicable Have familiarity with various regulatory mock examination audits...

  • *Compliance Monitoring and Testing Officer Posted on: 09/19/2020

    Infinity Consulting Solutions, Inc
    • NEW YORK, NY

    CAMS

    Compliance Monitoring and Testing Officer This role will report directly to the CCO and is responsible for establishing and implementing a branch wide testing program. This person will conduct monitoring and testing of the compliance program. This role will oversee the Compliance Monitoring and Testing analyst and the team as a whole. Responsibilities: Design, plan and update the annual compliance schedule for the compliance testing program. Oversee transaction monitoring sample testing of alerts and cases and share a report of findings with the BSA Officer. The objectives of testing must include determining whether: Compliance is fulfilling its compliance obligati...

  • *Corporate Compliance Officer - Risk Assessment Posted on: 09/19/2020

    Infinity Consulting Solutions, Inc
    • NEW YORK, NY

    regulatory Agencies

    Corporate Compliance Officer – Risk Assessment The Corporate Compliance Officer will support the Program Advisory and Change Management Areas bank. Responsibilities: Assist the Compliance Program Manager in the drafting, implementation and maintaining consumer and corporate compliance policies and procedures. Strong experience with Risk assessment –and BSA/AML Help to implement procedures and controls on changes and updates related to regulatory matters Participate and provide BSA/AML unput on new products and services offerings Update the Change Management procedure as required Oversee creation and execution of compliance training program. Experience: Bachelo...

  • *BSA AML Manager Posted on: 09/19/2020

    Infinity Consulting Solutions, Inc
    • NEW YORK, NY

    CAMS certification

    The New York Branch of a FBO is seeking a BSA/AML Manager. The bank does correspondent banking and trade finance. Reporting To: Deputy CCO Role Purpose: The BSA/AML Manager administers an effective BSA/AML program for the New York Branch. He/she manages the BSA/AML team, ensuring client activity complies with regulations, policies, and procedures. Key Responsibilities (but not limited to): Oversee BSA/AML customer transaction monitoring function, including assigning alerts to BSA/AML analysts, providing guidance and support to analysts, and addressing and escalating issues to the Deputy CCO, if needed. Oversee the submission of Suspicious Activity Reports (SARs) for confir...

  • *Compliance Consultant Posted on: 09/18/2020

    Infinity Consulting Solutions, Inc
    • DALLAS, TX

    CAMS

    Compliance Consultant - Remote Our client is looking for Financial Crimes Consultants who have experience in the retail banking space. These consultants can be remote (preference on CST) and they will need experience performing the following functions: Transaction Testing AML/BSA Data Analasis Suspicious Activity Monitoring CIP/KYC work Knowledge of consumer compliance (alphabet regs) Education: Degree is required CAMS certified is a plus but not required CRCM certified is a plus but not required 2 years of AML/BSA/OFAC experience Strong knowledge of Consumer Compliance (Alphabet regs) Retail banking compliance experience

  • *Fintech Compliance Manager - Pre-paid cards Posted on: 09/15/2020

    Infinity Consulting Solutions, Inc
    • BOSTON, MA

    writing skills

    FinTech Compliance Manager – Credit Cards My client is seeking an experienced FinTech compliance professional to ensure the compliant design and implementation of new financial products and services, including commercial and consumer payment card programs, and to assist with maintaining and enhancing its existing FinTech compliance program. Responsibilities: Maintain and evolve a robust compliance program ensuring that the full suite of FinTech products and services complies with all applicable state and federal laws and industry best practices, including by creating new policies and controls as may be needed to govern new financial products and services (prior experience with paym...

  • *Compliance Technology Developer Posted on: 09/11/2020

    Infinity Consulting Solutions, Inc
    • NEW YORK, NY

    C++

    Job Description: Support Mantas system maintenance and upgrade Implement new business requirement Customize new functionality in the system Fix issues Upgrade application patches Job Requirement: Bachelor's degree with major in CS or Technology related field is required; advanced degree is preferred Minimum 3 years' relevant experience is required Experience with Mantas product and relevant system implementation is required Experience with SQL, Java or C++ is highly preferred Familiar with basic linux shell command Experience with Web based J2EE application development is preferred Bilingual in Chinese Mandarin is preferred

  • *Fair Lending Consultant - 100% Remote Posted on: 09/04/2020

    Infinity Consulting Solutions, Inc
    • DALLAS, TX

    CAMS

    Fair Lending Consultant - Remote Our client is looking for Consumer Lending/Fair Lending Consultants who have experience in the retail banking space. These consultants can be remote and they will need experience performing the following functions: Consumer Lending Regulations Data Analasis Fair Lending Knowledge of consumer compliance (alphabet regs) Education: Degree is required CAMS certified is a plus but not required CRCM certified is a plus but not required 1-2 years of fair lending and/or Consumer lending regulatory experience Strong knowledge of Consumer Compliance (Alphabet regs) Retail banking compliance experience

  • *Chief Compliance Officer Posted on: 09/01/2020

    Infinity Consulting Solutions, Inc
    • SAN DIEGO, CA

    Professional certification

    Our client is looking for a Chief Compliance Officer to ensure that our operations and business transactions follow all relevant legal and internal rules. This role can be based 100% remotely. Responsibilities Leading the development, implementation, and maintenance of an anti-money laundering program. Ensuring compliance with current AML regulations, and other relevant legislation. Developing and maintaining a risk assessment framework for products and services, clients and customers, and other issues relating to money laundering. Keeping and maintaining records of high-risk customers and reporting suspicious activities to the authorities. Arranging and implementing inspec...

  • *Compliance Consultant Posted on: 08/04/2020

    Infinity Consulting Solutions, Inc
    • DALLAS, TX

    CAMS

    Compliance Consultant - Remote Our client is looking for Financial Crimes Consultants who have experience in the retail banking space. These consultants can be remote (preference on CST) and they will need experience performing the following functions: Transaction Testing AML/BSA Data Analasis Suspicious Activity Monitoring CIP/KYC work Knowledge of consumer compliance (alphabet regs) Education: Degree is required CAMS certified is a plus but not required CRCM certified is a plus but not required 2 years of AML/BSA/OFAC experience Strong knowledge of Consumer Compliance (Alphabet regs) Retail banking compliance experience

  • *SVP Associate General Counsel Posted on: 08/04/2020

    Infinity Consulting Solutions, Inc
    • NEW YORK, NY

    Power Point, LexisNexis

    SVP Associate General Counsel Our client is looking for a payments attorney who can act as a generalist. Position Summary: A the parent company of a group of payments systems companies is looking for a SVP Associate General Counsel. This firm's operates a number of payments systems such as: A high value funds transfer system (CHIPS), the country's first real-time, end to end system (RTP), an automated clearinghouse (EPN), and a check image exchange. This firm also operates related businesses, including a tokenization service (STE), a regional payments association (TCH RPA), and a check image rules organization (ECCHO). Under the direction of senior lawyers this positio...

  • *AVP Compliance Quality Assurance Audit Team Lead Posted on: 08/04/2020

    Infinity Consulting Solutions, Inc
    • NEW YORK, NY

    CPA

    AVP QA Audit Our client is looking for a Quality Assurance ("QA”) Team Lead within the Internal Audit Department in the QA. This person will be responsible for implementing and supporting audit initiatives with a focus on risks and controls, regulatory compliance and internal auditing practice and standards. We are looking for someone with the following: Bachelor Degree or above, Master Degree preferred. An ideal candidate should have at least 5 years of working experience in audit, including 3+ years of experience conducting and leading BSA/AML and Sanctions related audit and validation projects. This person should demonstrate knowledge of FFIEC, BSA/AML regulations, Sa...

  • *Compliance Contractor Licensing and Exam Managementm Posted on: 07/17/2020

    Infinity Consulting Solutions, Inc
    • MOUNTAIN VIEW, CA

    interpersonal and writing skills

    Compliance Contractor – Licensing and Exam Management Compliance Contractor will support all Small Business Administration licenses as well as the regulatory examinations and third-party audits related to such offerings. This role will report to the Head of Licensing and Exam Management on the Compliance team. We are looking for a proactive Compliance member to provide strong support for the licensing and examination program. The ideal candidate should have experience in managing Federal licenses, including reporting and interacting with agencies and examiners. This company's products must continuously delight our customers, conform to Intuit policy and practices, and meet ...

  • *Coding Compliance Officer Posted on: 07/16/2020

    Infinity Consulting Solutions, Inc
    • RIVERWOODS, IL

    Python, SQL

    Our Financial Services client is looking for a Coding Compliance office to join the team. This is a technical role that will support a vast Lending portfolio through Compliance. You will use Systems and Data Analytics for Compliance Monitoring and Testing. Coding experience should include SAS, Python, SQL, and/or R Knowledge of US Consumer Compliance is preferred. Bachelors degree in STEM is preferred.

  • *Lending Operations Contractor Posted on: 04/28/2020

    Infinity Consulting Solutions, Inc
    • MOUNTAIN VIEW, CA

    CIA

    Lending Operations Contractor The team is on a mission to transform small business ( "SMB”) lending. Imagine a world where customers can access funding in hours whenever they need it. And then, imagine a world where we help SMBs make the right decision about when to take funding, how much to take, and what type. We're working to make this a reality. This company's recently became an SBA Paycheck Protection Program (PPP) lender. We are helping our small businesses access relief funds using technology and data to simplify the process. If you are passionate about innovation, solving tough customer challenges, and compliant solutions, then come join our team! The Lending Ope...