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AVP KYC/Onboarding Officer
AVP KYC/Onboarding The incumbent will be a member of the KYC team and responsible for overseeing daily KYC related tasks including the below: Complete KYC reviews of high risk customers across business lines (retail and wholesale) and provide KYC advisory for such businesses Assess current-state of KYC controls to identify opportunities for improvements (additional guidance) and develop plan for execution Assis the KYC team in Legal and Compliance to implement U.S. policy and procedural enhancements, ensuring consistency and completeness across business divisions Identify regulatory KYC trends and developments that impact business areas, and advise staff as to how this may imp...
Skills:CAMS
Company:Infinity Consulting Solutions, IncLocation:NEW YORK, NY
Posted Date:13/11/2018
 
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Compliance Testing Analyst
COMPLINCE TESTING ANALYST SUMMARY: The Compliance Testing Analyst will be responsible for conducting ongoing testing of various components of the BSA/AML, OFAC, and Corporate compliance program for the New York Branch. This includes, but is not limited to data analysis, sampling selection, independently performing testing of the sample population, drafting of testing results, and reporting of results to senior management. ESSENTIAL RESPONSIBILITIES: Assesses and analyzes processes and controls in place to evaluate the design and operating effectiveness of the BSA/AML, OFAC, Corporate compliance program. Must be analytical and have the ability to provide practical solutions...
Skills:Microsoft Office Suite
Company:Infinity Consulting Solutions, IncLocation:NEW YORK, NY
Posted Date:13/11/2018
 
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Compliance Analyst
Compliance Analyst Overview Supports management in the day-to-day efforts related to the Bank's compliance management program. Tasks include assessing, developing, implementing, maintaining, and monitoring Bank loan and deposit compliance with federal, state and local laws, rules, regulations and related policies. Responsibilities Working knowledge of various deposit regulations such as Reg. CC Expedited Funds Availability Act, Reg. E Electronic Fund Transfer Act, and TISA Truth in Savings. Working knowledge of various lending regulations such as ECOA Equal Credit Opportunity Act, TRID TILA/RESPA Integrated Disclosure Rule, and HMDA Home Mortgage Disclosure Act. Pe...
Skills:oral communication skills
Company:Infinity Consulting Solutions, IncLocation:FAIRFIELD, NJ
Posted Date:13/11/2018
 
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KYC Analyst
KYC Analyst The KYC Analyst is responsible for writing the initial KYC profile based on the customer onboarding documentation obtained by the bank's retail branches. This position will also complete the initial customer risk rating based on the completed KYC Profile. The KYC Analyst will also be responsible for completing customer KYC Reviews based on the customer's risk rating. Responsibilities: Writing the initial KYC Profile based on the customer onboarding documentation obtain at the banks retail branch location Completing the initial customer risk rating process is consistent with the Bank's established processes Verifying that the initial risk rating is consist...
Skills:Microsoft Word
Company:Infinity Consulting Solutions, IncLocation:NEW YORK, NY
Posted Date:13/11/2018
 
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Compliance Officer
Overview A fintech lending company is looking for a Compliance Officer – Fair & Responsible Lending. You are responsible for reporting and data analytics for HMDA, CRA and Fair Lending related regulations (ECOA, FHA, and FCRA) across all business lines and promoting a strong compliance culture with fair and responsible banking. Responsibilities Work with business lines and Compliance Assurance to correct any data related issues Prepare HMDA and CRA reports for compliance management monthly or as needed Support the Senior Manager – Compliance Advisory and the Director of Community Development/CRA on regulatory examinations and audits by answering examination or audit informa...
Skills:PowerPoint
Company:Infinity Consulting Solutions, IncLocation:MIAMI, FL
Posted Date:05/11/2018
 
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Regulatory Reporting Analyst
Regulatory Reporting Executive Summary At Infinity Consulting Solutions (ICS), we pride ourselves in getting to know our candidate further than the bullet points on their resume. We want to know what your long-term goals and ambitions are to make sure we help you make long term career moves. ICS has excelled in creating strong relationships with top performing companies in the Chicago market which has opened many doors for driven professionals like yourself for many years. Responsibilities As a Compliance Reporting Executive, you will showcase your enthusiasm, flexibility and initiative in this challenging and varied role. You will work closely with the Compliance and Risk tea...
Skills:Excel
Company:Infinity Consulting Solutions, IncLocation:HOUSTON, TX
Posted Date:05/11/2018
 
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Compliance Analyst
JOB DESCRIPTION Summary/Objective The Compliance Analyst, under the direction of the Compliance Assistant Vice President, supports multiple Default and Non-Default mortgage servicing departments with compliance related activities including State and Federal regulation research, change management and risk assessment control implementation monitoring , reviews of compliance impacted policies and procedures, Client Directives and Borrower Letter templates to ensure the financial institution is complying with various mortgage-related Federal, State and investor rules. Additionally, the compliance analyst is responsible for monitoring activities to support ongoing investor and insurer c...
Skills:Microsoft Office
Company:Infinity Consulting Solutions, IncLocation:IRVING, TX
Posted Date:05/11/2018
 
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Compliance Testing Analyst
COMPLINCE TESTING ANALYST SUMMARY: The Compliance Testing Analyst will be responsible for conducting ongoing testing of various components of the BSA/AML, OFAC, and Corporate compliance program for the New York Branch. This includes, but is not limited to data analysis, sampling selection, independently performing testing of the sample population, drafting of testing results, and reporting of results to senior management. ESSENTIAL RESPONSIBILITIES: Assesses and analyzes processes and controls in place to evaluate the design and operating effectiveness of the BSA/AML, OFAC, Corporate compliance program. Must be analytical and have the ability to provide practical solutions...
Skills:Microsoft Office Suite
Company:Infinity Consulting Solutions, IncLocation:NEW YORK, NY
Posted Date:23/10/2018
 
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Compliance Business Analyst
Compliance Business Analyst Purpose: The role of the Compliance Business Analyst is to support the AML/BSA PMO/Project Manager in analyzing, reviewing and documenting business requirements, track the status of project deliverables and milestones, coordinating the regular project reporting cycles, and updating the project management process, standards and governance. Job Responsibilities Perform requirements analysis, cost-benefits analysis, gap analysis, impact analysis, etc Tracking, monitoring and updating the status of project deliverables and milestones Assist the PM in identifying potential issues and escalating them to the necessary governance body(ies) Create and use...
Skills:interpersonal skills
Company:Infinity Consulting Solutions, IncLocation:NEW YORK, NY
Posted Date:20/10/2018
 
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Compliance Analyst
Compliance Analyst Overview Supports management in the day-to-day efforts related to the Bank's compliance management program. Tasks include assessing, developing, implementing, maintaining, and monitoring Bank loan and deposit compliance with federal, state and local laws, rules, regulations and related policies. Responsibilities Working knowledge of various deposit regulations such as Reg. CC Expedited Funds Availability Act, Reg. E Electronic Fund Transfer Act, and TISA Truth in Savings. Working knowledge of various lending regulations such as ECOA Equal Credit Opportunity Act, TRID TILA/RESPA Integrated Disclosure Rule, and HMDA Home Mortgage Disclosure Act. Perf...
Skills:oral communication skills
Company:Infinity Consulting Solutions, IncLocation:FAIRFIELD, NJ
Posted Date:17/10/2018
 
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KYC Analyst
KYC Analyst The KYC Analyst is responsible for writing the initial KYC profile based on the customer onboarding documentation obtained by the bank's retail branches. This position will also complete the initial customer risk rating based on the completed KYC Profile. The KYC Analyst will also be responsible for completing customer KYC Reviews based on the customer's risk rating. Responsibilities: Writing the initial KYC Profile based on the customer onboarding documentation obtain at the banks retail branch location Completing the initial customer risk rating process is consistent with the Bank's established processes Verifying that the initial risk rating is consist...
Skills:CAMS
Company:Infinity Consulting Solutions, IncLocation:NEW YORK, NY
Posted Date:16/10/2018
 
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Compliance Alert Analyst
The Alert Disposition Analyst will assist in the initial phase of the "Bank's Case Management System and will support the Alert Disposition Team in monitoring and identifying potentially suspicious activity as it relates to the Bank's Risk, Compliance, Operations and Specialty Lines of Business. The Alert Disposition Team is part of the Financial Intelligence Unit ( "FIU”) which is responsible for all phases of the Bank's Case Management System. This position is directly responsible for conducting the initial investigation of customer account activity that is flagged for review. This includes reviewing different types of transactions such as cash activity, internal transfers, wir...
Skills:CAMS
Company:Infinity Consulting Solutions, IncLocation:NEW YORK, NY
Posted Date:16/10/2018
 
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VP KYC Officer
The incumbent will be responsible for the end to end KYC program and oversee multiple areas including KYC onboarding and EDD. Requirements 15+ years of working experience, with at least 10 years in a managerial KYC role, overseeing KYC processes in institutions with commercial banking products A strong understanding of BSA/AML/OFAC/CTR processes and activities common to a large bank Comprehensive knowledge of U.S. banking regulations and compliance practices with strong emphasis on all aspects of BSA/AML/OFAC, correspondent banking and trade finance SME with a vision regarding BSA/AML programs Experience in large banks or US branches of foreign banks Strong regulatory e...
Skills:regulatory experience
Company:Infinity Consulting Solutions, IncLocation:NEW YORK, NY
Posted Date:16/10/2018
 
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Compliance Auditor
Compliance Internal Auditor The Compliance Internal Auditor opportunity is for a major bank in Midtown, Manhattan and this individual will be responsible for financial audits in the AML/Compliance space. The Compliance Internal Auditor individual will work both solo and as part of a team while performing test of controls. The Compliance Auditor individual will also be summarizing and reporting their findings, conclusions and remedies to upper management. Compliance Internal Auditor Qualifications: Minimum 5 years of internal audit or compliance experience - BSA/AML Banking or financial services background required – big 4 or a large commercial bank preferred Bachelor's...
Skills:CPA
Company:Infinity Consulting Solutions, IncLocation:NEW YORK, NY
Posted Date:14/10/2018
 
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BSA Analyst
The BSA Analysts are responsible for day-to-day implementation of Bank’s BSA review, investigation, account identification, analyzing and reporting any activity believed to be associated with unusual and suspicious account activity such as potential structuring, money laundering or terrorist financing to ensure the Bank is in compliance with the Bank Secrecy Act and USA Patriot Act. This includes identification of unusual transactions and timely and accurate filing of the Bank’s suspicious Activity reports and currency transaction reports. Essential Duties and Responsibilities include the following: 1. Pursuant to the Bank’s established BSA Monitoring Program, review and analyze a...
Skills:oral communication skills
Company:Infinity Consulting Solutions, IncLocation:MIAMI, FL
Posted Date:03/10/2018
 
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Compliance Officer
The Compliance professional will report to a senior member of the Institutional Compliance team based in Santa Monica and will be primarily responsible for advising on key regulatory issues associated with marketing, distribution and client services' activities worldwide, specifically related to separately managed accounts and private funds. The individual will also work closely with Compliance and Legal colleagues in New York, Chicago, London and Tokyo. The ideal candidate will be a collaborative problem solver with a comprehensive legal and regulatory background and commercial mindset. Specific Responsibilities Include Day-to-day management of private funds compliance progr...
Skills:communication skills
Company:Infinity Consulting Solutions, IncLocation:LOS ANGELES, CA
Posted Date:03/10/2018
 
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VP BSA Officer
• Maintain and ensure that the Bank has risk-based policies, procedures and controls designed to ensure compliance with all applicable BSA/AML and Sanctions laws and regulations. • Manage all interaction with regulatory or other government bodies as it pertains to BSA/AML and Sanctions compliance activities. • Ensure the appropriate committees are in place to provide governance over BSA/AML and Sanctions. • Perform annual BSA/AML and Sanctions risk assessments and modify when needed, such as the addition of new products, services or identified risks. • Ensure the Credit Union has a Transaction Monitoring and Filtering Program that is consistent with the provision...
Skills:Windows Applications
Company:Infinity Consulting Solutions, IncLocation:NEW YORK, NY
Posted Date:27/09/2018
 
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VP BSA Officer
• Maintain and ensure that the Bank has risk-based policies, procedures and controls designed to ensure compliance with all applicable BSA/AML and Sanctions laws and regulations. • Manage all interaction with regulatory or other government bodies as it pertains to BSA/AML and Sanctions compliance activities. • Ensure the appropriate committees are in place to provide governance over BSA/AML and Sanctions. • Perform annual BSA/AML and Sanctions risk assessments and modify when needed, such as the addition of new products, services or identified risks. • Ensure the Credit Union has a Transaction Monitoring and Filtering Program that is consistent with the provision...
Skills:CAMS
Company:Infinity Consulting Solutions, IncLocation:NEW YORK, NY
Posted Date:20/09/2018
 
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Governance, Risk, & Compliance Analyst
RESPONSIBILITIES AND ACCOUNTABILITIES: · Monitor and report on compliance with security policies, as well as the enforcement of policies across the enterprise. · Provide support and guidance for legal and regulatory compliance efforts, including audit related support as needed. · Conducts third-party audits as required in order to maintain certifications and compliance certificates. · Review risks, threats, vulnerabilities and oversee the development of corrective action plans in partnership with management, IT personnel, and other relevant groups. · Deploy, manage, and maintain a formal information security risk register and the corres...
Skills:interpersonal and presentation skills
Company:Infinity Consulting Solutions, IncLocation:WICHITA, KS
Posted Date:10/09/2018
 
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Compliance Analyst - Financial Inteligence
Compliance Analyst – Financial Intelligence In this position, you will assist with the on-boarding process for establishing new accounts for high risk clients. If you have strong research and analytical skills, and a desire to leverage or acquire knowledge relate dto conducting due diligence review for digital currencies, this immediate opportunity might be a fit! Primary responsibilities include: · Review high risk account documentation; ensure information is adequate, complete, and work with business personnel to obtain missing information · Conduct Enhanced Due Diligence (EDD) research and complete reports on high risk clients; ensure new accounts meet Ba...
Skills:LexisNexis
Company:Infinity Consulting Solutions, IncLocation:NEW YORK, NY
Posted Date:31/08/2018
 
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