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  • *Compliance Analyst Posted on: 02/24/2020

    Infinity Consulting Solutions, Inc
    • GREENWICH, CT

    written communication skills

    Compliance Analyst Responsibilities The Compliance Analyst will be responsible for: Conducting surveillance and due diligence of third parties who refer clients through the Firm's Referrer Program. Drafting and implementing firm policies, controls and written supervisory procedures designed to ensure the firm's program is in line with regulatory requirements. Helping to craft detailed written instructions for programmers and technology staff to enhance internal controls. Coordinating responses to regulatory inquiries pertaining to the Referrer Program from the US federal, state and foreign regulators. Qualifications 3-5 years' experience with the SEC, Client, CFTC,...

  • *Regulatory Reporting Analyst Posted on: 12/26/2019

    Infinity Consulting Solutions, Inc
    • NEW YORK, NY

    CPA

    Job: Regulatory Reporting Analyst Description: Regulatory Reporting Analyst The Regulatory Reporting Analyst will be responsible for the timely and accurate preparation and filing of various financial regulatory reports in compliance with all legal and regulatory requirements, Company policies and procedures, and generally accepted accounting principles. This department is responsible for the local regulatory reporting (SEC, Client, CFTC, CME, FRBNY, etc.) Missions DAY-TO-DAY RESPONSIBILITIES: FOCUS report – preparation and analysis Experience performing permissible investment calculations NYFRB TIC, FR2004 and Foreign Currency (FC) reports – preparation and anal...

  • *Compliance Technology Manager Posted on: 12/04/2019

    Infinity Consulting Solutions, Inc
    • NEW YORK, NY

    IT experience

    The NY branch of a foreign bank is seeking a Compliance Technology Manager. The Compliance Technology Manager is responsible for assisting the CCO in overseeing and maintaining an effective Compliance IT systems and data environment. In coordination with the IT team, the Manager is also responsible for overseeing the successful delivery of IT system and data enhancement projects within the Compliance department. The manager will: Maintain and enhance, as needed, compliance IT systems and data environment to ensure department can operate effectively and efficiently Lead initiatives related to compliance systems and data, including, but not limited to defining business requiremen...

  • *Compliance Analyst Posted on: 11/26/2019

    Infinity Consulting Solutions, Inc
    • GREENWICH, CT

    SEC, written communication skills

    Compliance Analyst Responsibilities The Compliance Analyst will be responsible for: Conducting surveillance and due diligence of third parties who refer clients through the Firm’s Referrer Program. Drafting and implementing firm policies, controls and written supervisory procedures designed to ensure the firm’s program is in line with regulatory requirements. Helping to craft detailed written instructions for programmers and technology staff to enhance internal controls. Coordinating responses to regulatory inquiries pertaining to the Referrer Program from the US federal, state and foreign regulators. Qualifications 3-5 years’ experience with the SEC, Client, CFTC...

  • *Corporate Compliance Paralegal Posted on: 11/26/2019

    Infinity Consulting Solutions, Inc
    • VIRGINIA BCH, VA

    PowerPoint, Excel

    Corporate Compliance Paralegal Scope of the Position: Direct support of the Chief Risk & Compliance Officer and the Director of Corporate Compliance with compliance management; business entity governance and recordkeeping; and implementing these governance and compliance requirements. Position Accountabilities Compliance & Regulation Research federal and state business and financial services law and translate their requirements into operations and workflows. Support state mortgage lender licensing by providing analysis of state law(s). Track and analyze federal and state legislative and regulatory changes that affect our companies, and proactively incorporate the chang...

  • *Compliance Special Investigations Analyst Posted on: 11/22/2019

    Infinity Consulting Solutions, Inc
    • NEW YORK, NY

    Microsoft Office Suite

    Compliance Special Investigations Analyst Essential Job Functions: Special Investigations Analyst will be responsible for a full file investigation. Need to Identifiy red flags related to the various alert types for banking products such as fraudulent checks/unauthorized withdrawals, electronic transfers, identity theft, online banking fraud, and debit card fraud. Requirements: 3+ years of Financial Crime investigation and background in retail banking check fraud investigations experience Must have experience writing SAR reports and AML investigation experience Knowledge of multiple bank products, particularly retail products. Financial Crimes Experience in investiga...

  • *Compliance Analyst Posted on: 11/11/2019

    Infinity Consulting Solutions, Inc
    • GREENWICH, CT

    written communication skills

    Compliance Analyst Responsibilities The Compliance Analyst will be responsible for: Conducting surveillance and due diligence of third parties who refer clients through the Firm's Referrer Program. Drafting and implementing firm policies, controls and written supervisory procedures designed to ensure the firm's program is in line with regulatory requirements. Helping to craft detailed written instructions for programmers and technology staff to enhance internal controls. Coordinating responses to regulatory inquiries pertaining to the Referrer Program from the US federal, state and foreign regulators. Qualifications 3-5 years' experience with the SEC, Client, CFTC...

  • *Financial Regulatory Compliance Manager Posted on: 11/11/2019

    Infinity Consulting Solutions, Inc
    • GREENWICH, CT

    Oracle Financials

    Financial Regulatory Compliance Manager The regulatory reporting manager will have the responsibility for safeguarding customer money and for ensuring compliance with net capital, for our US registered broker-dealer and FCM. The position offers an opportunity for significant growth. It will suit an intellectually curious person who is keen to learn about regulatory work at an international and technologically advanced broker. In time, and with the training to be provided as part of the role, the manager will expand to other jurisdictions. Responsibilities Daily securities and commodities customer protection computations in the US and equivalent computations around the wo...

  • *AVP Compliance Auditor Posted on: 11/11/2019

    Infinity Consulting Solutions, Inc
    • NEW YORK, NY

    CPA

    Compliance Auditor The Compliance Auditor opportunity is for a major bank in Midtown, Manhattan and this individual will be responsible for financial audits in the AML/Compliance space. The Compliance Auditor individual will work both solo and as part of a team while performing test of controls. The Compliance Auditor individual will also be summarizing and reporting their findings, conclusions and remedies to upper management. Qualifications: Minimum 5 years of internal/external audit or compliance experience Banking or financial services background required big 4 preferred Bachelor’s degree in Accounting or the alike CPA or other professional certs a plus Th...

  • *Compliance Recruiter Posted on: 09/13/2019

    Infinity Consulting Solutions, Inc
    • NEW YORK, NY

    interpersonal skills

    We are hiring a Compliance Recruiter to join our growing NYC office! If you embody the following traits, we want to speak with YOU! Competitive - you love winning but hate losing even more Initiative - you see an opportunity and jump on it; you can assess and act independently Entrepreneurial - you're a self-starter, driven and aggressive in your pursuit of anything Leadership - you take ownership and are accountable; you lead by example to inspire others Forward Thinking - you anticipate and have the ability to think 3 steps ahead Curiosity - you're THE "question master " and constantly wanting to know more Drive - you're demanding not only of yourself, but of your coll...

  • *Consumer Compliance Officer Posted on: 08/14/2019

    Infinity Consulting Solutions, Inc
    • MIAMI, FL

    Microsoft Office tools

    The Consumer Compliance Officer will work with the various business lines to help ensure practices and policies are appropriately designed to achieve compliance with all applicable fair lending laws and regulations. The fair lending team also collaborates with legal, risk, and audit functions, providing fair lending expertise related to regulatory compliance matters. Conducts reviews of laws and regulations for business impact and conveys requirements for awareness and action. Executes compliance risk management activities in accordance with enterprise compliance standards. Provides compliance input on business action plans, projects or operational requests. Gathers informati...

  • *Regulatory Reporting Posted on: 08/11/2019

    Infinity Consulting Solutions, Inc
    • JACKSONVILLE, FL

    computer software knowledge

    Essential Job Functions The Regulatory Reporting role Compiles and analyzes information to prepare various financial and regulatory reports. Assists with preparation of quarterly reports for bondholders. Assist with the preparation of audited financial statements. Assists with Medicare and Medicaid cost reports and renewal applications. Works on annual tax deduction letters for residents and their responsible parties. Prepares financial analysis. Participates in special projects as assigned. May perform other duties as assigned. The critical skills and knowledge necessary to be successful in this position are normally acquired through the obtainment of a Bachelor’s...

  • *Compliance Analyst Posted on: 07/08/2019

    Infinity Consulting Solutions, Inc
    • NEW YORK, NY

    Microsoft Office Suite

    The Compliance Associate's day to day responsibilities will: Complete HO and Compliance reporting requirements Monitor and track Banking's compliance with policies and procedures Conduct testing of controls to determine effectiveness within the first line of defense, as well as to develop creative automated solutions to address testing needs and present information in a concise and comprehensive manner Draft and update policies and procedures, and prepare training materials Provide real time advice / guidance on policy, procedure and / or regulatory requirements to the business Review marketing materials prior to external distribution in order to determine compliance with policy, procedu...

  • *AVP Regulatory Compliance Associate Posted on: 07/02/2019

    Infinity Consulting Solutions, Inc
    • NEW YORK, NY

    CRA Wiz

    AVP Regulatory Compliance Associate Position Responsibilities Work with Community Reinvestment Act (CRA) Officer to monitor/update/revise the Bank's CRA activities which includes the quality review of the CRA Action Plan through the Company's CRA & Fair lending committee. Submit, maintain and monitor vendor payments. Assists with loan reports and produces documentation for monthly and annual loan reviews Coordinate with Corporate compliance in connection with new employees to provide CRA lending, Investment and service test training to applicable employees Work with CRA Officer to prepare, analyze, review, and submit Home Mortgage Disclosure Act Loan Application Regist...

  • *Regulatory Compliance Director Posted on: 06/07/2019

    Infinity Consulting Solutions, Inc
    • SAN FRANCISCO, CA

    interpersonal skills

    An e-commerce marketplace is taking its compliance program to the next level and bringing on new talent. They are looking for a Regulatory Compliance Director reporting to the Chief Compliance Officer. In this role you will work to help grow and enhance oversight in a manner that complies with financial services, payments, consumer protection and other regulations that apply to at a federal and state level. You will deal with a diverse set of issues that combine financial services and technology. The ideal candidate will have experience supporting analysis and development of key controls (internal and external) and working effectively across cross-functional teams. They will...

  • *Regulatory Compliance Director Posted on: 03/28/2019

    Infinity Consulting Solutions, Inc
    • SAN FRANCISCO, CA

    interpersonal skills

    An e-commerce marketplace is taking its compliance program to the next level and bringing on new talent. They are looking for a Regulatory Compliance Director reporting to the Chief Compliance Officer. In this role you will work to help grow and enhance oversight in a manner that complies with financial services, payments, consumer protection and other regulations that apply to at a federal and state level. You will deal with a diverse set of issues that combine financial services and technology. The ideal candidate will have experience supporting analysis and development of key controls (internal and external) and working effectively across cross-functional teams. They wi...

  • *AML/BSA Risk Assessment Consultant Posted on: 03/11/2019

    Infinity Consulting Solutions, Inc
    • NEW YORK, NY

    PPT, Chinese language

    Risk Assessment consultant Job Description: Manage and update product risk rating methodology and the inventory of products and their ratings Assist in enhancing and updating the BSA/AML and OFAC Risk Assessment Methodology, developing annual risk assessment plan, executing and documenting the risk assessment with supporting documentation and reporting the results to senior management Assist in enhancing Risk Appetite Frameworks, focusing on metrics design to help and manage existing and potential compliance risks Maintain effective channels of communication with business and other units to understand BSA/AML and OFAC risks and internal control mitigants for each area Re...

  • *Compliance Alert Analyst Posted on: 03/07/2019

    Infinity Consulting Solutions, Inc
    • LONG ISLAND CITY, NY

    CAMS

    The Alert Disposition Analyst will assist in the initial phase of the "Bank's Case Management System and will support the Alert Disposition Team in monitoring and identifying potentially suspicious activity as it relates to the Bank's Risk, Compliance, Operations and Specialty Lines of Business. The Alert Disposition Team is part of the Financial Intelligence Unit ( "FIU”) which is responsible for all phases of the Bank's Case Management System. This position is directly responsible for conducting the initial investigation of customer account activity that is flagged for review. This includes reviewing different types of transactions such as cash activity, internal transfers, wir...

  • *Compliance Risk Assessment Analyst Posted on: 03/07/2019

    Infinity Consulting Solutions, Inc
    • NEW YORK, NY

    verbal communication skills

    Compliance Risk Assessment Analyst General Description: The Compliance Risk Assessment Analyst will assist the Compliance Risk Assessment Officer in developing and maintaining the Compliance Risk Assessment function. Duties will include assisting in the development of the risk assessment entity, risk and control frameworks, engaging with business line and compliance staff, and producing reports and metrics to support the execution of the annual risk assessment cycle. The Compliance Risk Assessment Analyst will also assist the Compliance Risk Assessment Officer in providing support of related processes, including business line risk assessments and compliance data streams that fe...

  • *Compliance Business Analyst Posted on: 03/07/2019

    Infinity Consulting Solutions, Inc
    • NEW YORK, NY

    VBA

    Compliance Business Analyst Purpose: The role of the Compliance Business Analyst is to support the AML/BSA PMO/Project Manager in analyzing, reviewing and documenting business requirements, track the status of project deliverables and milestones, coordinating the regular project reporting cycles, and updating the project management process, standards and governance. Job Responsibilities Perform requirements analysis, cost-benefits analysis, gap analysis, impact analysis, etc Tracking, monitoring and updating the status of project deliverables and milestones Assist the PM in identifying potential issues and escalating them to the necessary governance body(ies) Create and use p...