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Regulatory Compliance Director
An e-commerce marketplace is taking its compliance program to the next level and bringing on new talent. They are looking for a Regulatory Compliance Director reporting to the Chief Compliance Officer. In this role you will work to help grow and enhance oversight in a manner that complies with financial services, payments, consumer protection and other regulations that apply to at a federal and state level. You will deal with a diverse set of issues that combine financial services and technology. The ideal candidate will have experience supporting analysis and development of key controls (internal and external) and working effectively across cross-functional teams. They wi...
Skills:interpersonal skills
Company:Infinity Consulting Solutions, IncLocation:SAN FRANCISCO, CA
Posted Date:03/28/2019
 
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AML/BSA Risk Assessment Consultant
Risk Assessment consultant Job Description: Manage and update product risk rating methodology and the inventory of products and their ratings Assist in enhancing and updating the BSA/AML and OFAC Risk Assessment Methodology, developing annual risk assessment plan, executing and documenting the risk assessment with supporting documentation and reporting the results to senior management Assist in enhancing Risk Appetite Frameworks, focusing on metrics design to help and manage existing and potential compliance risks Maintain effective channels of communication with business and other units to understand BSA/AML and OFAC risks and internal control mitigants for each area Re...
Skills:PPT, Chinese language
Company:Infinity Consulting Solutions, IncLocation:NEW YORK, NY
Posted Date:03/11/2019
 
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Compliance Alert Analyst
The Alert Disposition Analyst will assist in the initial phase of the "Bank's Case Management System and will support the Alert Disposition Team in monitoring and identifying potentially suspicious activity as it relates to the Bank's Risk, Compliance, Operations and Specialty Lines of Business. The Alert Disposition Team is part of the Financial Intelligence Unit ( "FIU”) which is responsible for all phases of the Bank's Case Management System. This position is directly responsible for conducting the initial investigation of customer account activity that is flagged for review. This includes reviewing different types of transactions such as cash activity, internal transfers, wir...
Skills:CAMS
Company:Infinity Consulting Solutions, IncLocation:LONG ISLAND CITY, NY
Posted Date:03/07/2019
 
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Compliance Risk Assessment Analyst
Compliance Risk Assessment Analyst General Description: The Compliance Risk Assessment Analyst will assist the Compliance Risk Assessment Officer in developing and maintaining the Compliance Risk Assessment function. Duties will include assisting in the development of the risk assessment entity, risk and control frameworks, engaging with business line and compliance staff, and producing reports and metrics to support the execution of the annual risk assessment cycle. The Compliance Risk Assessment Analyst will also assist the Compliance Risk Assessment Officer in providing support of related processes, including business line risk assessments and compliance data streams that fe...
Skills:verbal communication skills
Company:Infinity Consulting Solutions, IncLocation:NEW YORK, NY
Posted Date:03/07/2019
 
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Compliance Business Analyst
Compliance Business Analyst Purpose: The role of the Compliance Business Analyst is to support the AML/BSA PMO/Project Manager in analyzing, reviewing and documenting business requirements, track the status of project deliverables and milestones, coordinating the regular project reporting cycles, and updating the project management process, standards and governance. Job Responsibilities Perform requirements analysis, cost-benefits analysis, gap analysis, impact analysis, etc Tracking, monitoring and updating the status of project deliverables and milestones Assist the PM in identifying potential issues and escalating them to the necessary governance body(ies) Create and use p...
Skills:VBA
Company:Infinity Consulting Solutions, IncLocation:NEW YORK, NY
Posted Date:03/07/2019
 
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Compliance Coordinator
Compliance Coordinator Job Description The Compliance Coordinator will assist the Quality Assurance Manager with the administration component of a large Chicago based seafood company's quality assurance programs. This entails involvement with products, including but not limited to food safety, quality assurance, data governance and regulatory compliance. Description of Primary Functions: • Assist in maintenance of product specifications and compliance documentation from suppliers and contract processors (audits, certifications, HACCP related documents, etc.) • Assist in maintenance of internal product specifications that include product forms, labels, packaging materi...
Skills:NetSuite ERP system
Company:Infinity Consulting Solutions, IncLocation:CHICAGO, IL
Posted Date:03/03/2019
 
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Wire Room Compliance Officer
Wire Room Compliance Officer Major Responsibilities: Responsible for the compliance oversight of the daily operations of the bank’s branches wire transfer systems. Reviews and maintains records of wire transfer to ensure accurate processing. Provide quality, accuracy and timely customer service involving daily processing for financial transactions in a fast-paced, time sensitive operations environment, which includes the duties and responsibilities described herein. Process all incoming wire transfers according to set policies and procedures. Analyze outgoing wire requests to determine if they are in strict compliance with policies and procedures. Reports to BSA Officer...
Skills:CAMS certification, Advanced Excel Skills
Company:Infinity Consulting Solutions, IncLocation:NEW YORK, NY
Posted Date:02/26/2019
 
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Director - AML Compliance Officer
Job Title: Director - AML Compliance Officer Overview: The individual in this leadership position is responsible for developing and managing the delivery of business process outsourcing services for anti-money laundering and related financial crimes services to financial institutions. This includes coordination with clients to determine needs, development of compliance programs, management of AML transaction and sanctions reviews, customer due diligence, lookbacks, and all related activities. The individual in this position is also responsible for coordinating with the Sales Team to demonstrate our excellence in this field and to coordinate with the Professional Services team t...
Skills:Adobe Acrobat
Company:Infinity Consulting Solutions, IncLocation:ISELIN, NJ
Posted Date:02/26/2019
 
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Compliance Associate
Our client is looking for a Compliance Associate – Integrated Solutions. The Compliance Associate is responsible to assist the Compliance Director to minimize and prevent losses resulting from high risk and fraudulent accounts and monetary or non-monetary activity. The Compliance Associate will work under minimum supervision and provide support of the Compliance framework that is developed to address all essential compliance activities for all Partner or Client relationships. The key responsibilities will include analysis of the partnership and solution and all related activities. In accordance with departmental and corporate procedures as well as applicable regulations, the Comp...
Skills:problem solving skills
Company:Infinity Consulting Solutions, IncLocation:LOS ANGELES, CA
Posted Date:12/11/2018
 
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Vice President of Technology
VICE PRESIDENT OF INFORMATION TECHNOLOGY North Dallas/Addison Area ICS has partnered with a fast-growing and industry-leading Home Care/Health Services client seeking a Vice President of Information Technology. This new position offers a tremendous opportunity to make an impact, with strong future growth potential and an excellent career path. The Vice President of IT will own and manage all of Technology, across development, infrastructure, security and operations. The VP of IT should have Technical Leadership experience from small to mid-sized environments and experience managing both onsite and remote teams. What You'll Do: Build out and lead the Technology depar...
Skills:Oracle Netsuite
Company:Infinity Consulting Solutions, IncLocation:CARROLLTON, TX
Posted Date:12/03/2018
 
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AML Analysts
Our client is helping its banking clients to execute a remediation. We are in the process of conducting a staff augmentation. The project is based in South Carolina, and we are looking for local candidates. The project could last up to 8 months. The qualified Investigators will support various Anti-Money Laundering (AML) processes, which might include suspicious activity investigations and reporting, currency transaction reporting, global sanctions screening, enhanced due diligence or other AML pr...
Skills:Microsoft Office
Company:Infinity Consulting Solutions, IncLocation:COLUMBIA, SC
Posted Date:11/30/2018
 
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AML Team Lead
AML Team Lead Role: The New York-based AML Lead is responsible for reviewing the Alerts/Cases that were reviewed by Investigators/Analyst, Controlling the case caseload of Investigator, deciding the escalate the case to SAR, and ensuring the goal of the AML team is achieved Responsibilities: Knowledgeable with a variety of Commercial, Correspondent, Retail and Consumer bank products Efficiently Manage a caseload of investigations. Recognize red flags for retail and commercial products. Review Alerts/ Cases that were reviewed by Investigators Review the written analysis of AML investigators on the account activity to support the disposition to close a case or escala...
Skills:CAMS
Company:Infinity Consulting Solutions, IncLocation:LONG ISLAND CITY, NY
Posted Date:11/29/2018
 
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Compliance Officer
The Compliance professional will report to a senior member of the Institutional Compliance team based in Santa Monica and will be primarily responsible for advising on key regulatory issues associated with marketing, distribution and client services' activities worldwide, specifically related to separately managed accounts and private funds. The individual will also work closely with Compliance and Legal colleagues in New York, Chicago, London and Tokyo. The ideal candidate will be a collaborative problem solver with a comprehensive legal and regulatory background and commercial mindset. Specific Responsibilities Include Day-to-day management of private funds compliance progr...
Skills:JD, communication skills
Company:Infinity Consulting Solutions, IncLocation:LOS ANGELES, CA
Posted Date:11/29/2018
 
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AVP KYC/Onboarding Officer
AVP KYC/Onboarding The incumbent will be a member of the KYC team and responsible for overseeing daily KYC related tasks including the below: Complete KYC reviews of high risk customers across business lines (retail and wholesale) and provide KYC advisory for such businesses Assess current-state of KYC controls to identify opportunities for improvements (additional guidance) and develop plan for execution Assis the KYC team in Legal and Compliance to implement U.S. policy and procedural enhancements, ensuring consistency and completeness across business divisions Identify regulatory KYC trends and developments that impact business areas, and advise staff as to how this may imp...
Skills:CAMS
Company:Infinity Consulting Solutions, IncLocation:NEW YORK, NY
Posted Date:11/13/2018
 
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Compliance Testing Analyst
COMPLINCE TESTING ANALYST SUMMARY: The Compliance Testing Analyst will be responsible for conducting ongoing testing of various components of the BSA/AML, OFAC, and Corporate compliance program for the New York Branch. This includes, but is not limited to data analysis, sampling selection, independently performing testing of the sample population, drafting of testing results, and reporting of results to senior management. ESSENTIAL RESPONSIBILITIES: Assesses and analyzes processes and controls in place to evaluate the design and operating effectiveness of the BSA/AML, OFAC, Corporate compliance program. Must be analytical and have the ability to provide practical solutions...
Skills:Microsoft Office Suite
Company:Infinity Consulting Solutions, IncLocation:NEW YORK, NY
Posted Date:11/13/2018
 
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Compliance Analyst
Compliance Analyst Overview Supports management in the day-to-day efforts related to the Bank's compliance management program. Tasks include assessing, developing, implementing, maintaining, and monitoring Bank loan and deposit compliance with federal, state and local laws, rules, regulations and related policies. Responsibilities Working knowledge of various deposit regulations such as Reg. CC Expedited Funds Availability Act, Reg. E Electronic Fund Transfer Act, and TISA Truth in Savings. Working knowledge of various lending regulations such as ECOA Equal Credit Opportunity Act, TRID TILA/RESPA Integrated Disclosure Rule, and HMDA Home Mortgage Disclosure Act. Pe...
Skills:oral communication skills
Company:Infinity Consulting Solutions, IncLocation:FAIRFIELD, NJ
Posted Date:11/13/2018
 
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KYC Analyst
KYC Analyst The KYC Analyst is responsible for writing the initial KYC profile based on the customer onboarding documentation obtained by the bank's retail branches. This position will also complete the initial customer risk rating based on the completed KYC Profile. The KYC Analyst will also be responsible for completing customer KYC Reviews based on the customer's risk rating. Responsibilities: Writing the initial KYC Profile based on the customer onboarding documentation obtain at the banks retail branch location Completing the initial customer risk rating process is consistent with the Bank's established processes Verifying that the initial risk rating is consist...
Skills:Microsoft Word
Company:Infinity Consulting Solutions, IncLocation:NEW YORK, NY
Posted Date:11/13/2018
 
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Compliance Officer
Overview A fintech lending company is looking for a Compliance Officer – Fair & Responsible Lending. You are responsible for reporting and data analytics for HMDA, CRA and Fair Lending related regulations (ECOA, FHA, and FCRA) across all business lines and promoting a strong compliance culture with fair and responsible banking. Responsibilities Work with business lines and Compliance Assurance to correct any data related issues Prepare HMDA and CRA reports for compliance management monthly or as needed Support the Senior Manager – Compliance Advisory and the Director of Community Development/CRA on regulatory examinations and audits by answering examination or audit informa...
Skills:PowerPoint
Company:Infinity Consulting Solutions, IncLocation:MIAMI, FL
Posted Date:11/05/2018
 
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Regulatory Reporting Analyst
Regulatory Reporting Executive Summary At Infinity Consulting Solutions (ICS), we pride ourselves in getting to know our candidate further than the bullet points on their resume. We want to know what your long-term goals and ambitions are to make sure we help you make long term career moves. ICS has excelled in creating strong relationships with top performing companies in the Chicago market which has opened many doors for driven professionals like yourself for many years. Responsibilities As a Compliance Reporting Executive, you will showcase your enthusiasm, flexibility and initiative in this challenging and varied role. You will work closely with the Compliance and Risk tea...
Skills:Excel
Company:Infinity Consulting Solutions, IncLocation:HOUSTON, TX
Posted Date:11/05/2018
 
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Compliance Analyst
JOB DESCRIPTION Summary/Objective The Compliance Analyst, under the direction of the Compliance Assistant Vice President, supports multiple Default and Non-Default mortgage servicing departments with compliance related activities including State and Federal regulation research, change management and risk assessment control implementation monitoring , reviews of compliance impacted policies and procedures, Client Directives and Borrower Letter templates to ensure the financial institution is complying with various mortgage-related Federal, State and investor rules. Additionally, the compliance analyst is responsible for monitoring activities to support ongoing investor and insurer c...
Skills:Microsoft Office
Company:Infinity Consulting Solutions, IncLocation:IRVING, TX
Posted Date:11/05/2018
 
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