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AML Analyst

NEW YORK-10010, NY, US
08/10/2018

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Required Skills

CAMS Certification

Company

Infinity Consulting Solutions, Inc

Experience

1 to 3 Year(s)

Job Description

AML Compliance Analyst:

The Firm is looking for an individual with knowledge of the BSA/Patriot Act and has some experience in AML and Broker/Dealer Compliance.

The role will primarily perform the following AML Compliance functions:

Risk rating of customer accounts;

Enhanced Due Diligence of high risk accounts

Surveillance; understanding and analysis of wash trade, spoofing, pump & dump scenarios

General understanding of broker/dealer clearing broker activities

The Associate will handle AML related documents, evidence, logs and provide general AML
Compliance support.

Therefore the candidate must be discreet, well organized and detail oriented.

Skill & Education Requirements:

-Superior written and verbal skills in order to communicate with fellow staff

-Must be computer literate especially with MS office

-BS or BA degree required

-1-2 years work experience in a financial institution

-Compliance related experience a plus at a clearing broker dealing in Fixed Income, Municipals,

-CAMS Certification a plus

-Series 7 license a plus or willing to take within 6 months of hire (opportunity to earn Series 7 or CAMS for the right individual)

-Law student pursuing a degree a plus