Jobe Details

AML Team Lead Posted on: 29/11/2018

Infinity Consulting Solutions, Inc
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  • Job Description

    AML Team Lead


    The New York-based AML Lead is responsible for reviewing the Alerts/Cases that were reviewed by Investigators/Analyst, Controlling the case caseload of Investigator, deciding the escalate the case to SAR, and ensuring the goal of the AML team is achieved


    Knowledgeable with a variety of Commercial, Correspondent, Retail and Consumer bank products

    Efficiently Manage a caseload of investigations.

    Recognize red flags for retail and commercial products.

    Review Alerts/ Cases that were reviewed by Investigators

    Review the written analysis of AML investigators on the account activity to support the
    disposition to close a case or escalate for further action.

    Utilize checklist to review the investigation findings and case files (e.g. media search results, copies of statements/checks, loan agreements, results from internal system searches etc.)

    Determine and ascertain the adequacy of the AML Investigator's investigation process and documentation for both the Alerts to be closed or escalated.

    Conduct additional research/review of transactional history as necessary in determining the correct disposition for the Alerts and/or request additional information from the TM
    Investigator if gaps exist in the documentation or research submitted with their recommended disposition.

    Provide the final disposition of the Alerts and close or escalate to a SAR case

    Provide support in the development, design and implementation of changes to the monitoring rules.

    Monitor and escalate anomalies and areas of notable deficiencies in the transaction monitoring space to the Transaction Monitoring Team Lead.

    Assist BSA/AML Compliance Officer and TM Team Lead to ensure that the BSA/AML procedures, manuals, trainings and programs are kept current and relevant for Transaction Monitoring.


    Bachelor's degree (Master's Degree preferred)

    CAMS certification preferred.

    Experienced of work experience within a financial institution, regulatory organization,
    or legal/consulting firm, or a combination of with at least 3-5 years' experience working in an AML and/or Sanctions compliance function

    Thorough knowledge of and experience with AML regulations and requirements, including the
    Bank Secrecy Act, The USA PATRIOT Act, FFIEC BSA/AML Exam Manual guidelines,
    OFAC/Economic Sanctions and Suspicious Activity Reporting.

  • BSA/AML Manager
    Compliance & regulatory
  • No Preference
    FullTime Job
  • Candidate Requirements
  • Walkin Information
Recruiter Details
Doug Klares
1350 Broadway, Suite 2205, NEW YORK-10018, NY, US
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