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Director/VP - Internal Auditor

NEW YORK-10024, NY, US
01/22/2019

-

Required Skills

CPA

Company

Infinity Consulting Solutions, Inc

Experience

Job Description

Internal Auditor - Senior Manager or above

Internal Auditor Reporting structure:

Functionally report to Bank's Head Office Internal Audit Department

Report to Branch General Manager/Deputy General Manager administratively

Internal Auditor Jobs to do mainly, not restricted to:

The Internal Audit Liaison ("IAL”) will monitor the entire local internal audit activities, processes and effectiveness.

IAL will support the Head Office Internal Audit Department ("HOIAD”) to oversee the fulfillment of the internal audit function for the Branch in conformance with industry
and regulatory expectations and standards.

IAL will report directly to HOIAD.

Coordinate between local internal audit service provider and HOIAD.

IAL will monitor, track and report on the remediation progress of internal audit and regulatory examination findings, including coordination with issue owners.

Internal Auditor Responsibilities:

Serve as the point-of-contact regarding the overall internal audit process.

Liaise with HOIAD, internal audit provider and departments/teams of the Branch in the process of audit planning, progress, review and finalization of audit reporting, and remediation of audit findings.

Assist management and related departments/teams to define their action plan to address regulatory exam findings, track and update the action status, and monitor the remediation for effective and timely closure. As needed, coordinate with the issue owner and audit provider to follow up on clear expectations of the action plans as part of the remediation and/or validation process.

Facilitate and communicate requests for information between internal audit provider and departments/teams, and routinely monitor the timeliness of materials exchanged.

Develop and execute, with HOIAD, a Quality Assurance & Improvement Plan ("QAIP”), in adherence with the enhanced internal audit practice requirements from regulators, such as SR13-01.

Perform periodic internal assessment and facilitate external assessment, as necessary, for completeness and effectiveness of the overall QAIP

Provide audit status updates to HOIAD, executive management, and related authorities including regulators, specialized committees of the Branch

Other tasks will be assigned, without conflict of interest, to preserve the independence of this role/function

Internal Auditor Education and Experience Requirements:

BS in Finance, Accounting, or Business Administration is required

At least 10 years of related experience in internal audit, compliance management, risk management, accounting, Business Strategies in banks, including knowledge of regulatory rules (e.g. FRB, Client, OCC, etc.), and programs used to comply with key requirements

Prior experience at a large CPA firm is preferred

Internal Auditor Skills and Certification:

Knowledge of all aspects of internal audit or internal controls practices

Independent worker, accountable and skilled in exercising sound judgment and decisiveness under pressure

Strong interpersonal, team-working and organizational communication skills

Excellent analytical skills, attention to detail

Good command of spoken and written Korean is preferred, but not required

Computer proficiency in Microsoft Office, other auditing tools

CPA or CIA is preferred

Bi-lingual (Korean) preferred