Chief Compliance Officer
SAN DIEGO-92102, CA, US
09/01/2020
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Required Skills
Professional certification
Company
Infinity Consulting Solutions, Inc
Experience
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Job Description
Our client is looking for a Chief Compliance Officer to ensure that our operations and business transactions follow all relevant legal and internal rules. This role can be based 100% remotely.
Responsibilities
Leading the development, implementation, and maintenance of an anti-money laundering program.
Ensuring compliance with current AML regulations, and other relevant legislation.
Developing and maintaining a risk assessment framework for products and services, clients and customers, and other issues relating to money laundering.
Keeping and maintaining records of high-risk customers and reporting suspicious activities to the authorities.
Arranging and implementing inspections and audits from third-party organizations and making compliance recommendations based on their findings.
Briefing and reporting to senior management on matters relating to internal AML compliance policies and procedures.
Overseeing and implementing an ongoing AML training program for other employees namely initial training and ongoing training.
Complete annual independent review.
Enhance compliance program with usage of appropriate AML software available as it relates to the needs of the program
State Licensing – Ensure that the firm is licensed in the various states it operates if is requires a license
Case Management – Manage all investigations ensuring they are readily complete in a timely fashion and that the result is the best result.
Cryptocurrency Exchanges- The AML Compliance office will take the lead in applying to additional cryptocurrency exchanges, as necessary.
Other Policies: The AML Compliance Officer will be responsible for maintaining and updating the firms Vending`s Disaster Recovery Policy, Cybersecurity
Qualifications
Proven experience as a Compliance Officer or Compliance Manager
Experience in risk management
Knowledge of legal requirements and controls (e.g. Anti-Money Laundering, or AML)
BS/BA in law, finance, business administration or a related field
Professional certification (e.g. Certified Compliance & Ethics Professional (CCEP)) is a plus
Chief Compliance Officer
Compliance & regulatory
No Preference
FullTime Job
Other
1
Candidate Requirements
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Bachelors
Walkin Information
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8/28/2020
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Recruiter Details
Doug Klares
1350 Broadway, Suite 2205,
NEW YORK-10018, NY
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