Job Details

Chief Compliance Officer

SAN DIEGO-92102, CA, US
09/01/2020

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Required Skills

    Professional certification
Company

Infinity Consulting Solutions, Inc

Experience

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Job Description

Our client is looking for a Chief Compliance Officer to ensure that our operations and business transactions follow all relevant legal and internal rules. This role can be based 100% remotely.

Responsibilities

Leading the development, implementation, and maintenance of an anti-money laundering program.

Ensuring compliance with current AML regulations, and other relevant legislation.

Developing and maintaining a risk assessment framework for products and services, clients and customers, and other issues relating to money laundering.

Keeping and maintaining records of high-risk customers and reporting suspicious activities to the authorities.

Arranging and implementing inspections and audits from third-party organizations and making compliance recommendations based on their findings.

Briefing and reporting to senior management on matters relating to internal AML compliance policies and procedures.

Overseeing and implementing an ongoing AML training program for other employees namely initial training and ongoing training.

Complete annual independent review.

Enhance compliance program with usage of appropriate AML software available as it relates to the needs of the program

State Licensing – Ensure that the firm is licensed in the various states it operates if is requires a license

Case Management – Manage all investigations ensuring they are readily complete in a timely fashion and that the result is the best result.

Cryptocurrency Exchanges- The AML Compliance office will take the lead in applying to additional cryptocurrency exchanges, as necessary.

Other Policies: The AML Compliance Officer will be responsible for maintaining and updating the firms Vending`s Disaster Recovery Policy, Cybersecurity

Qualifications

Proven experience as a Compliance Officer or Compliance Manager

Experience in risk management

Knowledge of legal requirements and controls (e.g. Anti-Money Laundering, or AML)

BS/BA in law, finance, business administration or a related field

Professional certification (e.g. Certified Compliance & Ethics Professional (CCEP)) is a plus


Chief Compliance Officer
Compliance & regulatory

No Preference
FullTime Job
Other
1

Candidate Requirements
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Bachelors

Walkin Information
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8/28/2020
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Recruiter Details
Doug Klares
1350 Broadway, Suite 2205, NEW YORK-10018, NY
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