Job Details

Compliance Monitoring and Testing Officer

NEW YORK-10019, NY, US
09/19/2020

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Required Skills

    CAMS
Company

Infinity Consulting Solutions, Inc

Experience

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Job Description

Compliance Monitoring and Testing Officer

This role will report directly to the CCO and is responsible for establishing and implementing a branch wide testing program.

This person will conduct monitoring and testing of the compliance program.

This role will oversee the Compliance Monitoring and Testing analyst and the team as a whole.

Responsibilities:

Design, plan and update the annual compliance schedule for the compliance testing program.

Oversee transaction monitoring sample testing of alerts and cases and share a report of findings with the
BSA Officer.

The objectives of testing must include determining whether: Compliance is fulfilling its compliance obligations related to transaction monitoring and reporting; training is needed and existing controls need to be strengthened.

Oversee review and testing of the controls to validate that Business Unites are complying with BSA/AML and Sanctions requirements.

Experience:

Bachelor's degree required

Experience of related experience – AML, Compliance Monitoring and Testing, AML audit for a financial institution.

CAMS preferred but not required



Compliance Officer
Compliance & regulatory

No Preference
FullTime Job
Other
1

Candidate Requirements
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Bachelors

Walkin Information
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9/18/2020
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Recruiter Details
Doug Klares
1350 Broadway, Suite 2205, NEW YORK-10018, NY
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